Certified Fraud Examiner 2025 – 400 Free Practice Questions to Pass the Exam

Question: 1 / 400

Which SEC form is filed as the Annual Report of a Publicly Traded Company?

10-Q

8-K

10-K

The correct answer is the form filed as the Annual Report of a Publicly Traded Company is the 10-K. This form provides a comprehensive overview of a company's financial performance and is required by the Securities and Exchange Commission (SEC) on an annual basis. The 10-K includes detailed information such as the company's financial statements, management discussion and analysis, and other information pertinent to the investors. It serves to give shareholders a complete picture of the company's operational and financial health over the past fiscal year.

In contrast, the other forms serve different purposes: the 10-Q is filed quarterly and provides interim financial information; the 8-K is used for reporting major events that shareholders should know about; and the 6-K is specifically for foreign companies to report significant events. Thus, the 10-K remains the key document that publicly traded companies must file annually to disclose detailed financial and operational information.

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6-K

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